SFC Licences of LI Sisi 黎思斯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 27 November 2020 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 01 February 2018 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 February 2018 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 February 2018 | |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 30 October 2013 | 14 July 2014 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RE | 9 | 03 September 2010 | 15 November 2012 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 02 September 2009 | 26 June 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 August 2008 | 26 June 2010 |