SFC Licences of LEFRANC Denis Pierre Henri
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RO | 4 | 05 November 2021 | 22 December 2021 | |
| RO | 9 | 14 January 2021 | 22 December 2021 | |
| Nivalis Partners Limited 利華信有限公司 | RE | 9 | 13 January 2017 | 12 August 2020 |
| Nivalis Partners Limited 利華信有限公司 | RE | 1 | 13 January 2017 | 12 August 2020 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | 9 | 09 October 2012 | 21 July 2016 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | 1 | 09 October 2012 | 21 July 2016 |
| Edmond de Rothschild Securities (Hong Kong) Limited | RO | 1 | 20 October 2011 | 21 July 2016 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RO | 9 | 01 March 2010 | 31 March 2011 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RO | 4 | 01 March 2010 | 31 March 2011 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RO | 1 | 01 March 2010 | 31 March 2011 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RO | 9 | 16 September 2008 | 17 February 2011 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RO | 4 | 16 September 2008 | 17 February 2011 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RO | 1 | 16 September 2008 | 17 February 2011 |