SFC Licences of KHOO Lay Seng 邱勵成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 14 July 2010 | 05 March 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 July 2010 | 05 March 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 August 2008 | 28 May 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 25 August 2008 | 28 May 2010 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 25 August 2008 | 28 May 2010 |