SFC Licences of KO Wing Hay 高穎晞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RE | 3 | 27 January 2016 | 20 September 2022 |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RE | 2 | 12 October 2015 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 16 June 2014 | 15 June 2015 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 04 September 2012 | 14 June 2014 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 04 September 2012 | 14 June 2014 |
| Natixis Asia Limited | RE | 2 | 20 August 2008 | 17 August 2012 |
| Natixis Commodity Markets (Asia) Limited | RE | 2 | 20 August 2008 | 30 September 2008 |