SFC Licences of SALTER Neil Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 2 | 31 August 2015 | 03 August 2016 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 13 July 2015 | 03 August 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 July 2015 | 03 August 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 13 July 2015 | 31 August 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 07 November 2008 | 01 May 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 November 2008 | 01 May 2011 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 20 August 2008 | 01 May 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 20 August 2008 | 01 May 2011 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 20 August 2008 | 24 November 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 20 August 2008 | 24 November 2008 |