SFC Licences of YUEN William 袁家樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 17 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 17 August 2015 30 November 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 15 May 2012 06 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 26 November 2009 18 November 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 20 August 2008 18 November 2011