SFC Licences of AU Chi Ming 歐智明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Capital Limited 南華融資有限公司 | RE | 6 | 29 October 2015 | 11 December 2015 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 29 October 2015 | 11 December 2015 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 29 October 2015 | 11 December 2015 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 07 October 2013 | 24 July 2014 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 07 October 2013 | 24 July 2014 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 19 September 2011 | 31 October 2011 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 | RE | 9 | 15 November 2010 | 22 July 2011 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 | RE | 4 | 15 November 2010 | 22 July 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 16 September 2009 | 27 October 2010 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 26 August 2008 | 10 September 2009 |