SFC Licences of YIM Wai Kit 嚴偉杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 24 July 2009 | 21 February 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 15 May 2009 | 21 February 2010 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 26 September 2008 | 11 March 2009 |