SFC Licences of KWOK Kan Bor 郭耿波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 August 2009 | 01 April 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 July 2009 | 01 April 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 August 2008 | 11 July 2009 |