SFC Licences of ELLIS Robert James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 14 May 2014 | 05 April 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 14 May 2014 | 05 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 May 2014 | 05 April 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 12 February 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 12 February 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 August 2008 | 12 February 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 29 August 2008 | 12 February 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 29 August 2008 | 24 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 29 August 2008 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 29 August 2008 | 06 December 2010 |