SFC Licences of KUO-TSING-JEN Nicolas Guillaume Stephane
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RO | 9 | 23 August 2021 | ||
| RE | 9 | 18 November 2020 | 23 August 2021 | |
| Point72 Hong Kong Limited | RE | 9 | 12 April 2017 | 15 June 2019 |
| Point72 Hong Kong Limited | RO | 9 | 09 September 2015 | 12 April 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 04 June 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 04 June 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 March 2010 | 24 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 March 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 17 February 2010 | 04 June 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 February 2010 | 04 June 2015 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 17 February 2010 | 06 December 2010 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 27 August 2008 | 02 January 2010 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 27 August 2008 | 02 January 2010 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 27 August 2008 | 02 January 2010 |