SFC Licences of KUO-TSING-JEN Nicolas Guillaume Stephane

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
1020 Capital Management Limited RO 9 23 August 2021
1020 Capital Management Limited RE 9 18 November 2020 23 August 2021
Point72 Hong Kong Limited RE 9 12 April 2017 15 June 2019
Point72 Hong Kong Limited RO 9 09 September 2015 12 April 2017
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 04 June 2015
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 04 June 2015
Morgan Stanley Hong Kong Securities Limited RE 1 17 February 2010 04 June 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 February 2010 04 June 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 March 2010 24 July 2013
Morgan Stanley Hong Kong Futures Limited RE 7 01 March 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 17 February 2010 06 December 2010
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 27 August 2008 02 January 2010
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 27 August 2008 02 January 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 27 August 2008 02 January 2010