SFC Licences of ELZER Monica Chang 常樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Toroa Management (HK) Limited 信為資管(香港)有限公司 | RE | 9 | 27 November 2023 | |
Merrill Lynch Far East Limited | RE | 4 | 26 August 2019 | 23 February 2021 |
Merrill Lynch Far East Limited | RE | 1 | 26 August 2019 | 23 February 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 August 2019 | 23 February 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 August 2019 | 23 February 2021 |
Merrill Lynch Far East Limited | RE | 6 | 29 July 2019 | 23 February 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 29 July 2019 | 23 February 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 28 August 2017 | 08 April 2019 |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 18 May 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 23 November 2012 | 18 December 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 25 August 2008 | 18 March 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 25 August 2008 | 18 March 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 25 August 2008 | 18 March 2011 |