SFC Licences of LEE Chia-Ling 李佳霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 December 2009 01 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 05 November 2008 01 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 05 November 2008 01 July 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 28 August 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 28 August 2008 29 September 2008