SFC Licences of WU Ruojun 吳若君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RO | 4 | 17 July 2020 | ||
| RO | 9 | 03 May 2016 | ||
| Capula Investment Management Asia Limited | RE | 9 | 03 March 2014 | 03 June 2015 |
| Capula Investment Management Asia Limited | RE | 1 | 03 March 2014 | 03 June 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 24 October 2008 | 02 April 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 28 August 2008 | 29 September 2008 |