SFC Licences of TAM Winson 譚子群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 25 August 2009 | 02 October 2009 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 September 2008 | 19 August 2009 |