SFC Licences of HO Kwok Cheong 何國昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RE | 4 | 21 September 2023 | |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 21 September 2023 | |
Kirin Securities Limited 麒麟證券有限公司 | RE | 4 | 06 April 2018 | 30 September 2022 |
Kirin Securities Limited 麒麟證券有限公司 | RE | 1 | 07 March 2018 | 30 September 2022 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 28 December 2016 | 31 October 2017 |
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 15 February 2012 | 24 May 2014 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 11 June 2010 | 24 May 2014 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 25 September 2008 | 24 May 2014 |