SFC Licences of NG Siu Lun Samson 伍兆麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cityline Securities Limited 城利證券有限公司 | RO | 1 | 20 February 2020 | |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RO | 1 | 21 December 2018 | 03 January 2020 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 9 | 21 December 2018 | 03 January 2020 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 4 | 21 December 2018 | 03 January 2020 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RO | 1 | 20 February 2017 | 30 September 2018 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 06 October 2016 | 30 September 2018 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 06 October 2016 | 30 September 2018 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 06 October 2016 | 20 February 2017 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 22 November 2012 | 01 September 2016 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 22 November 2012 | 01 September 2016 |