SFC Licences of CHAN Yin Ming 陳彥鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 11 December 2020 | |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 4 | 11 December 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 11 December 2020 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 28 January 2015 | 22 September 2016 |
| Harmony Asset Management Limited 亨亞管理有限公司 | RE | 9 | 04 March 2013 | 11 August 2014 |
| Harmony Asset Management Limited 亨亞管理有限公司 | RE | 4 | 04 March 2013 | 11 August 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 September 2008 | 15 September 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 01 September 2008 | 15 September 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 September 2008 | 15 September 2010 |