SFC Licences of LAI Joanne Pei-chun 賴佩君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
New Prospect Capital Limited 新域資本有限公司	RO	4	28 February 2022
New Prospect Capital Limited 新域資本有限公司	RO	1	28 February 2022
New Prospect Capital Limited 新域資本有限公司	RO	9	27 August 2020
New Prospect Capital Limited 新域資本有限公司	RE	4	06 July 2018	28 February 2022
New Prospect Capital Limited 新域資本有限公司	RE	1	06 July 2018	28 February 2022
Shining Capital Management Hong Kong Limited 尚心資本管理香港有限公司	RE	9	16 October 2013	15 April 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	07 June 2010	13 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	07 June 2010	13 September 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	21 December 2009	04 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	27 October 2008	04 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	27 October 2008	04 May 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	6	29 August 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	4	29 August 2008	29 September 2008