SFC Licences of SCHOEB JR Richard Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 1 | 27 July 2016 | 17 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 July 2016 | 17 March 2017 |
| Merrill Lynch Far East Limited | RO | 1 | 18 April 2016 | 27 July 2016 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 18 April 2016 | 27 July 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 02 September 2010 | 17 March 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 12 April 2010 | 18 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 April 2010 | 18 April 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 April 2010 | 02 September 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 August 2008 | 18 February 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 August 2008 | 18 February 2010 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 28 August 2008 | 18 February 2010 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 28 August 2008 | 18 February 2010 |