SFC Licences of HO Yuen Kim 何遠儉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 11 June 2018 | 10 August 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 08 January 2018 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 08 January 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 17 June 2013 | 13 February 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 July 2011 | 13 February 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 08 July 2011 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 08 July 2011 | 31 August 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 August 2008 | 06 May 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 August 2008 | 06 May 2010 |