SFC Licences of XIAO Yang 蕭楊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital International, Inc.
RE 9 18 June 2020
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4, 9 08 March 2013 23 May 2020
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4, 9 30 June 2010 01 March 2013