SFC Licences of CAMPBELL-BREEDEN Richard Mark

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 16 June 2016 25 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 16 June 2016 25 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 26 March 2012 16 June 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 6 06 January 2009 16 June 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 September 2008 26 March 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 September 2008 06 January 2009