SFC Licences of LAU Valerie Pei Wen 劉佩雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 21 July 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 July 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 02 September 2008 17 May 2013