SFC Licences of CHEUNG Wing Yiu 張永堯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sorrento Securities Limited 擎天證券有限公司 RO 4 09 January 2019
Sorrento Securities Limited 擎天證券有限公司 RO 1 21 June 2018
Sorrento Securities Limited 擎天證券有限公司 RE 4 02 May 2018 09 January 2019
Sorrento Securities Limited 擎天證券有限公司 RE 1 02 May 2018 21 June 2018
Centaline Securities Limited 中原證券有限公司 RO 1 04 December 2017 30 April 2018
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 24 November 2016 30 April 2018
Centaline Securities Limited 中原證券有限公司 RE 1 31 May 2016 04 December 2017
Emperor Securities Limited 英皇證券有限公司 RE 4 13 May 2015 16 May 2016
Emperor Securities Limited 英皇證券有限公司 RE 1 13 May 2015 16 May 2016
Emperor Futures Limited 英皇期貨有限公司 RE 5 13 May 2015 16 May 2016
Emperor Futures Limited 英皇期貨有限公司 RE 2 13 May 2015 16 May 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 21 June 2013 20 April 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 07 October 2011 20 April 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 07 October 2011 20 April 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 07 October 2011 20 April 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 09 June 2010 11 June 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 September 2008 11 June 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 September 2008 11 June 2011