SFC Licences of TONG Wai Chiu, Philip 唐偉潮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RO 1 26 May 2020 30 April 2023
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 11 December 2019 26 May 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 19 April 2018 17 April 2020
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE 6 21 September 2017 30 April 2023
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 21 September 2017 19 April 2018
Quam Capital Limited 華富建業企業融資有限公司 RE 6 08 May 2017 07 July 2017
Huarong International Capital Limited 華融國際融資有限公司 RE 6 12 July 2016 10 March 2017
Huarong International Capital Limited 華融國際融資有限公司 RE 1 12 July 2016 10 March 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 1 19 January 2016 10 March 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 6 19 January 2016 08 July 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 30 March 2010 24 August 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 30 March 2010 24 August 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 17 March 2010 24 August 2012
CCB International Securities Limited 建銀國際證券有限公司 RE 4 02 September 2008 27 February 2010