SFC Licences of JIN Zengxiang 金增祥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 9 22 August 2022 10 November 2023
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RO 4 22 August 2022 10 November 2023
Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 RE 1 22 August 2022 10 November 2023
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 RO 9 21 April 2020 01 October 2021
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 RO 4 21 April 2020 01 October 2021
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 4 02 November 2016 18 February 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 13 July 2011 02 November 2016
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 4 06 July 2010 06 April 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 05 September 2008 04 May 2010