SFC Licences of YIP Chi Wing 葉志榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 November 2012 | 14 February 2017 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 16 October 2012 | 08 November 2012 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 17 March 2010 | 31 August 2012 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 09 October 2008 | 31 May 2009 |