SFC Licences of MCGRATH Stuart James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 05 September 2013 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 January 2011 | 05 June 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 05 September 2008 | 21 November 2008 |