SFC licenceholder ARO713 LAM Yan Ping 林恩平

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 19 February 2016
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 July 2013
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE [1] (Dealing in Securities) 02 October 2008 19 June 2009