SFC Licences of LEE Si Chun, Kevin 李思進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OSL Digital Securities Limited OSL數字證券有限公司 | RE | 7 | 03 August 2021 | 17 May 2023 |
OSL Digital Securities Limited OSL數字證券有限公司 | RE | 1 | 14 July 2021 | 17 May 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 14 April 2016 | 14 April 2021 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 14 April 2016 | 14 April 2021 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 18 June 2013 | 17 July 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 05 September 2008 | 30 October 2012 |