SFC Licences of MA Siwei 馬思偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 20 July 2018 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 20 July 2018 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 24 October 2016 | 20 July 2018 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 24 October 2016 | 20 July 2018 |
| RED Capital Group Limited 瑞德資本集團有限公司 | RO | 6 | 08 December 2014 | 20 June 2016 |
| RED Capital Group Limited 瑞德資本集團有限公司 | RO | 4 | 08 December 2014 | 20 June 2016 |
| RED Capital Group Limited 瑞德資本集團有限公司 | RE | 6 | 21 October 2014 | 08 December 2014 |
| RED Capital Group Limited 瑞德資本集團有限公司 | RE | 4 | 21 October 2014 | 08 December 2014 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 07 June 2014 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 05 September 2008 | 02 June 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 05 September 2008 | 02 June 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 05 September 2008 | 02 June 2010 |