SFC Licences of MA Siwei 馬思偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RO 6 20 July 2018
CMB International Capital Limited 招銀國際融資有限公司 RO 1 20 July 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 6 24 October 2016 20 July 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 1 24 October 2016 20 July 2018
RED Capital Group Limited 瑞德資本集團有限公司 RO 4 08 December 2014 20 June 2016
RED Capital Group Limited 瑞德資本集團有限公司 RO 6 08 December 2014 20 June 2016
RED Capital Group Limited 瑞德資本集團有限公司 RE 4 21 October 2014 08 December 2014
RED Capital Group Limited 瑞德資本集團有限公司 RE 6 21 October 2014 08 December 2014
UBS Securities Hong Kong Limited RE 6 07 June 2012 07 June 2014
Macquarie Corporate (Hong Kong) Limited RE 6 05 September 2008 02 June 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 05 September 2008 02 June 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 05 September 2008 02 June 2010