SFC Licences of CHI Chung Him 池仲謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 21 March 2023 | |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 25 June 2015 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 25 June 2015 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 25 June 2015 | |
| Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 01 February 2012 | 06 February 2015 |
| Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 24 March 2010 | 06 February 2015 |
| Wing Fung Forex Limited 永豐外匯有限公司 | RE | 3 | 29 January 2010 | 06 February 2015 |
| Progress Markets Limited 歐鑫匯國際金融投資有限公司 | RE | 3 | 30 September 2008 | 31 August 2009 |