SFC Licences of PUI Jerry 貝祖銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 26 June 2012 | 21 October 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 27 August 2009 | 21 October 2015 |
| IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 12 March 2009 | 01 May 2009 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 13 October 2008 | 12 December 2008 |