SFC Licences of NG Eric Peter 吳君豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Brevan Howard (Hong Kong) Limited | RE | 9 | 10 July 2023 | |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 19 February 2019 | 13 January 2023 |
Segantii Capital Management Limited | RO | 9 | 16 September 2013 | 30 August 2018 |
Segantii Capital Management Limited | RE | 9 | 04 February 2013 | 16 September 2013 |
UBS Securities Asia Limited | RE | 2 | 12 September 2008 | 22 December 2012 |
UBS Securities Hong Kong Limited | RE | 1 | 12 September 2008 | 22 December 2012 |
UBS Securities Asia Limited | RE | 1 | 12 September 2008 | 22 December 2012 |