SFC Licences of WANG Wenzhou 王文洲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 26 July 2022 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 08 December 2016 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 23 May 2014 | 26 August 2016 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 18 January 2012 | 17 September 2013 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 16 October 2008 | 04 July 2011 |