SFC Licences of CHOW Yu Yin 周余燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 15 October 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 15 October 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 26 July 2012 05 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 July 2012 05 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 26 July 2012 17 October 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 September 2008 29 March 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 05 September 2008 29 March 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 05 September 2008 29 March 2012