SFC Licences of MIU Suet Lai, Juliana 繆雪麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 12 March 2015 25 August 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 March 2015 25 August 2015
KGI Asset Management Limited 凱基資產管理有限公司 RE 4 29 July 2013 25 August 2015
KGI Asset Management Limited 凱基資產管理有限公司 RE 1 29 July 2013 25 August 2015
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 03 October 2008 21 October 2013