SFC Licences of RAN Dong 冉棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 15 November 2017 | 10 August 2020 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 November 2017 | 10 August 2020 |
| orientiert XYZ Securities Limited | RE | 6 | 08 August 2017 | 23 October 2017 |
| orientiert XYZ Securities Limited | RE | 4 | 08 August 2017 | 23 October 2017 |
| orientiert XYZ Securities Limited | RE | 1 | 08 August 2017 | 23 October 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 04 April 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 August 2015 | 18 December 2016 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 25 August 2011 | 05 June 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 25 August 2011 | 05 June 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 August 2011 | 05 June 2015 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 12 April 2010 | 15 August 2011 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 12 April 2010 | 15 August 2011 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 12 April 2010 | 15 August 2011 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 08 September 2008 | 27 March 2010 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 08 September 2008 | 27 March 2010 |