SFC Licences of BEHERA Roshan Raj
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 January 2018 | 02 February 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 January 2018 | 02 February 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 June 2017 | 20 June 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2017 | 20 June 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 March 2017 | 03 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 March 2017 | 03 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 September 2016 | 26 September 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 September 2016 | 26 September 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 May 2016 | 27 May 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 May 2016 | 27 May 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 January 2016 | 08 January 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 January 2016 | 08 January 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 September 2015 | 02 September 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 September 2015 | 02 September 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 March 2015 | 27 March 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 March 2015 | 27 March 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 January 2015 | 20 January 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 January 2015 | 20 January 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 04 June 2013 | 11 June 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 June 2013 | 11 June 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 November 2012 | 09 November 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 November 2012 | 09 November 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 16 February 2009 | 23 February 2011 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 10 September 2008 | 29 September 2008 |