SFC Licences of CHIA An-pei 賈安霈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Fountainhead Partners Company Limited 弘源資本有限公司	RE	9	01 March 2023	30 April 2023
Fountainhead Partners Company Limited 弘源資本有限公司	RE	4	01 March 2023	30 April 2023
Fountainhead Partners Company Limited 弘源資本有限公司	RE	1	01 March 2023	30 April 2023
SingAlliance (Hong Kong) Limited	RO	9	17 April 2020	30 November 2022
SingAlliance (Hong Kong) Limited	RO	4	17 April 2020	30 November 2022
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RO	9	24 April 2018	27 August 2019
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RO	4	24 April 2018	27 August 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	28 September 2016	20 April 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	1	20 February 2012	28 September 2016
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RO	4	20 February 2012	05 July 2013
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RE	4	16 December 2009	20 February 2012
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	27 July 2009	20 February 2012
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	4	27 July 2009	10 December 2009
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	9	06 July 2009	10 December 2009
Temujin Global Asset Management Limited 泰潤環球資產管理有限公司	RE	9	31 October 2008	27 March 2009