SFC Licences of LU Ning 陸宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Protium Capital Limited 寧遠資本有限公司 | RO | 9 | 06 June 2023 | |
| Protium Capital Limited 寧遠資本有限公司 | RO | 4 | 06 June 2023 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 10 March 2016 | 18 May 2020 |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 28 May 2014 | 18 May 2020 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 08 September 2008 | 18 May 2020 |