SFC Licences of GOSWAMI Kaushik
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IMC Asia Pacific Limited | RE | 2 | 25 March 2010 | 18 February 2011 |
| IMC Asia Pacific Limited | RE | 1 | 02 March 2010 | 18 February 2011 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 September 2008 | 21 November 2009 |