SFC Licences of HO Pui Lam 何沛霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Stellar Securities Limited 恆星證券有限公司	RO	1	31 March 2021	01 August 2022
Stellar Securities Limited 恆星證券有限公司	RE	1	10 November 2020	31 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	11 February 2019	02 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	11 February 2019	02 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	03 October 2018	02 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	03 October 2018	11 February 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	03 October 2018	11 February 2019
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	19 June 2014	30 October 2017
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	19 June 2014	30 October 2017
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	19 June 2014	30 October 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	19 June 2014	30 October 2017
Mason Securities Limited 茂宸證券有限公司	RE	1	08 September 2008	08 June 2012