SFC Licences of HO Pui Lam 何沛霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Asia Pacific Securities Limited 亞洲太平証券有限公司
RO 1 31 March 2021
Asia Pacific Securities Limited 亞洲太平証券有限公司
RE 1 10 November 2020 31 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RO 1, 2 11 February 2019 02 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 4 03 October 2018 02 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 2 03 October 2018 11 February 2019
Sun Hung Kai Forex Limited 新鴻基外匯有限公司
RE 3 19 June 2014 30 October 2017
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 19 June 2014 30 October 2017
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 19 June 2014 30 October 2017
Mason Securities Limited 茂宸證券有限公司
RE 1 08 September 2008 08 June 2012