SFC Licences of HO Pui Lam 何沛霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asia Pacific Securities Limited 亞洲太平証券有限公司 |
RO | 1 | 31 March 2021 | |
| Asia Pacific Securities Limited 亞洲太平証券有限公司 |
RE | 1 | 10 November 2020 | 31 March 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | 1, 2 | 11 February 2019 | 02 September 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 4 | 03 October 2018 | 02 September 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RE | 1, 2 | 03 October 2018 | 11 February 2019 |
| Sun Hung Kai Forex Limited 新鴻基外匯有限公司 |
RE | 3 | 19 June 2014 | 30 October 2017 |
| Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 |
RE | 2 | 19 June 2014 | 30 October 2017 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 1 | 19 June 2014 | 30 October 2017 |
| Mason Securities Limited 茂宸證券有限公司 |
RE | 1 | 08 September 2008 | 08 June 2012 |