SFC Licences of LIU Ming Fai 廖銘輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 | RO | 4 | 02 July 2020 | |
Hongkong Rich & Fortune Securities Co., Limited 香港匯鑫富證券有限公司 | RO | 1 | 21 January 2019 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 11 September 2008 | 29 June 2018 |