SFC Licences of COHAS Francois Jean Claude
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BrightSphere (Asia-Pacific) Limited | RO | 1 | 03 February 2020 | 10 April 2020 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 6 | 03 July 2012 | 26 February 2015 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 1 | 03 July 2012 | 26 February 2015 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 6 | 15 July 2009 | 30 June 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 1 | 15 July 2009 | 30 June 2012 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 18 September 2008 | 15 July 2009 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 18 September 2008 | 15 July 2009 |