SFC Licences of LAI Chin Wai 賴展懷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RE	9	02 November 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	9	02 November 2021
HSBC Investment Funds (Hong Kong) Limited	RE	4	15 October 2021
HSBC Investment Funds (Hong Kong) Limited	RE	1	15 October 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	4	15 October 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	1	15 October 2021
UBS Asset Management (Hong Kong) Limited	RE	9	17 July 2018	30 March 2020
UBS Asset Management (Hong Kong) Limited	RE	4	06 July 2018	24 September 2021
UBS Asset Management (Hong Kong) Limited	RE	1	06 July 2018	24 September 2021
Allianz Global Investors Asia Pacific Limited	RE	4	02 December 2016	11 May 2018
Allianz Global Investors Asia Pacific Limited	RE	1	02 December 2016	11 May 2018
UBS Asset Management (Hong Kong) Limited	RE	4	06 October 2014	30 July 2016
UBS Asset Management (Hong Kong) Limited	RE	1	06 October 2014	30 July 2016
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	4	19 November 2012	08 September 2014
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	19 November 2012	08 September 2014
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RE	4	31 October 2008	09 November 2012
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RE	1	31 October 2008	09 November 2012