SFC Licences of ZHAO Wenli 趙文利
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 22 July 2019 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 11 December 2017 | 22 July 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 4 | 29 December 2014 | 21 November 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 13 October 2008 | 29 December 2014 |