SFC Licences of USSANI Riccardo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 10 February 2022 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 10 February 2022 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 February 2022 | |
Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 | RE | 9 | 16 September 2008 | 04 March 2009 |