SFC Licences of SEAGRIM John Christopher
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 15 May 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 September 2008 | 04 June 2015 |